Form Type: 4

SEC EDGAR Link
Accession Number:0001437749-21-026032
Date:2021-11-08
Issuer: STOCK YARDS BANCORP, INC. (SYBT)
Original Submission Date:

Reporting Person:

HEINTZMAN DAVID P
PO BOX 32890
LOUISVILLE, KY 40232

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-11-08 S 5,000 d $66.06 103,664 direct
COMMON STOCK 2021-11-09 S 5,000 d $65.67 98,664 direct
COMMON STOCK 2021-11-08 0 $0.00 59,070 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK APPRECIATION RIGHT 35.9 deemed execution date 0 ( ) 2019-02-20 2028-02-20 common stock 12,883 $35.90 12,883 direct
STOCK APPRECIATION RIGHT 22.96 deemed execution date 0 ( ) 2016-03-17 2025-03-17 common stock 21,742 $22.96 21,742 direct
STOCK APPRECIATION RIGHT 25.76 deemed execution date 0 ( ) 2017-03-15 2026-03-15 common stock 24,799 $25.76 24,799 direct
STOCK APPRECIATION RIGHT 40.0 deemed execution date 0 ( ) 2018-03-21 2027-03-21 common stock 13,273 $40.00 13,273 direct
Footnotes
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