Form Type: 4

SEC EDGAR Link
Accession Number:0001062993-21-010564
Date:2021-11-09
Issuer: STATE AUTO FINANCIAL CORP (STFC)
Original Submission Date:

Reporting Person:

BERKEY JASON EARL
518 EAST BROAD ST.
COLUMBUS, OH 43215

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES WITHOUT PAR VALUE 2021-11-09 M 591 a $25.32 24,677 direct
COMMON SHARES WITHOUT PAR VALUE 2021-11-09 S 591 d $51.50 24,086 direct
COMMON SHARES WITHOUT PAR VALUE 2021-11-09 M 3,378 a $21.54 27,464 direct
COMMON SHARES WITHOUT PAR VALUE 2021-11-09 S 3,378 d $51.53 24,086 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) NQ 25.32 2021-11-09 deemed execution date M 591 (d) 2016-11-05 2025-11-05 common shares 591 $25.32 0 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) NQ 21.54 2021-11-09 deemed execution date M 3,378 (d) 2017-03-03 2026-03-03 common shares 3,378 $21.54 0 direct
Footnotes
IDfootnote
f1 includes the following acquisitions: 5.772 shares acquired in march 2021, 6.553 shares acquired in june 2021 and 2.258 shares acquired in september 2021 as dividend reinvestment. 718.375 shares acquired in june 2021 through the employee stock purchase plan; also includes 0.365 shares acquired in a drip account..
f2 field should be left blank, but due to a software defect, require imput.
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