Form Type: 4

SEC EDGAR Link
Accession Number:0001179110-21-010036
Date:2021-11-08
Issuer: AMERIPRISE FINANCIAL INC (AMP)
Original Submission Date:

Reporting Person:

THISSEN KAREN WILSON
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS, MN 55474

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-11-08 S 1,500 d $308.03 10,157 direct
COMMON STOCK 2021-11-08 0 $0.00 248 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 reflects the weighted average price of 1,500 shares of common stock of ameriprise financial, inc. sold by the reporting person in multiple transactions on november 8, 2021 with sale prices ranging from $307.871 to $308.065 per share. the reporting person undertakes to provide upon request by the u.s. securities and exchange commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
f2 estimate of the number of shares held in the reporting person's account in the ameriprise financial stock fund under the ameriprise financial 401(k) plan as of november 8, 2021. this plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of ameriprise stock.
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