Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-21-028992
Date:2021-11-09
Issuer: AMERISOURCEBERGEN CORP (ABC)
Original Submission Date:

Reporting Person:

COLLIS STEVEN H
1 WEST FIRST AVENUE
CONSHOHOCKEN, PA 19428

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-11-09 M 12,784 a $98.24 197,363 direct
COMMON STOCK 2021-11-09 M 11,480 a $75.61 208,843 direct
COMMON STOCK 2021-11-09 S 24,264 d $125.33 184,579 direct
COMMON STOCK 2021-11-10 M 12,718 a $0.00 197,297 direct
COMMON STOCK 2021-11-10 F 5,530 d $125.68 191,767 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 75.61 2021-11-09 deemed execution date M 11,480 (d) 2023-11-09 common stock 11,480 $75.61 172,200 direct
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 98.24 2021-11-09 deemed execution date M 12,784 (d) 2022-11-11 common stock 12,784 $98.24 38,351 direct
RESTRICTED STOCK UNITS 0.0 2021-11-10 deemed execution date M 12,718 (d) common stock 12,718 $0.00 25,437 direct
RESTRICTED STOCK UNITS 0.0 2021-11-10 deemed execution date A 35,806 (a) common stock 35,806 $0.00 35,806 direct
Footnotes
IDfootnote
f1 grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2021, 11/10/2022, and 11/10/2023.
f2 the sale of stock reflected in this form 4 was affected pursuant to a rule 10b5-1 trading plan entered into by the reporting person effective 8/20/21 and disclosed in the company's 8-k filed with the securities and exchange commission on 8/26/21.
f3 exercisable in four equal annual installments on 11/9/17, 11/9/18, 11/9/19 and 11/9/20.
f4 exerciseable in four equal annual installments on 11/11/16, 11/11/17, 11/11/18 and 11/11/19.
f5 grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2022, 11/10/2023, and 11/10/2024.
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