Form Type: 4

SEC EDGAR Link
Accession Number:0001315098-21-000037
Date:2021-11-11
Issuer: ROBLOX CORP (RBLX)
Original Submission Date:

Reporting Person:

STURMAN DANIEL
C/O ROBLOX CORPORATION
970 PARK PLACE SAN MATEO, CA 94403

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-11-11 M 58,333 a $3.41 117,069 direct
CLASS A COMMON STOCK 2021-11-11 S 16,668 d $96.26 100,401 direct
CLASS A COMMON STOCK 2021-11-11 S 41,665 d $100.00 58,736 direct
CLASS A COMMON STOCK 2021-11-12 M 84,323 a $3.41 143,059 direct
CLASS A COMMON STOCK 2021-11-12 S 84,323 d $105.05 58,736 direct
CLASS A COMMON STOCK 2021-11-11 0 $0.00 151,982 indirect f4
CLASS A COMMON STOCK 2021-11-11 0 $0.00 151,983 indirect f5
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 3.405 2021-11-11 deemed execution date M 58,333 (d) 2030-01-29 class a common stock 58,333 $3.41 1,068,648 direct
STOCK OPTION (RIGHT TO BUY) 3.405 2021-11-12 deemed execution date M 84,323 (d) 2030-01-29 class a common stock 84,323 $3.41 984,325 direct
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 plan adopted by the reporting person on march 22, 2021.
f2 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $100.00 to $100.13, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f3 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $105.00 to $105.735, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f4 these shares are held directly by lucy simon llc, a delaware limited liability company for which the spouse of the reporting person serves as manager. the spouse of the reporting person may be deemed to have beneficial ownership of the securities held by the limited liability company.
f5 these shares are held directly by mo red llc, a delaware limited liability company for which the reporting person serves as manager. the reporting person may be deemed to have beneficial ownership over the securities held by the limited liability company.
f6 1/48th of the shares subject to the option vested on february 17, 2020, and 1/48th of the shares subject to the option vest each month thereafter, subject to the reporting person continuing as a service provider through each such date.
WhaleWisdom Logo

Elevate your investments