Accession Number: | 0001315098-21-000039 |
Date: | 2021-11-11 |
Issuer: | ROBLOX CORP (RBLX) |
Original Submission Date: |
TOLLEY BRETT
C/O ROBLOX CORPORATION
970 PARK PLACE
SAN MATEO, CA 94403
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2021-11-11 | M | 1,048 | a | $5.21 | 34,851 | direct | ||
CLASS A COMMON STOCK | 2021-11-11 | S | 1,048 | d | $96.26 | 33,803 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 5.21 | 2021-11-11 | deemed execution date | M | 239 (d) | 2021-06-01 | 2030-08-31 | class a common stock 239 | $5.21 | 10,051 | direct | |
STOCK OPTION (RIGHT TO BUY) | 5.21 | 2021-11-11 | deemed execution date | M | 809 (d) | 2020-11-02 | 2030-08-31 | class a common stock 809 | $5.21 | 34,366 | direct |
ID | footnote |
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f1 | a portion of these securities are restricted stock units ("rsus"). each rsu represents a contingent right to receive one share of the issuer's class a common stock. |
f2 | the sales reported in this form 4 were effected pursuant to a rule 10b5-1 plan adopted by the reporting person on march 23, 2021. |
f3 | 1/48th of the shares subject to the option vested on june 1, 2021, and 1/48th of the shares subject to the option vest each month thereafter, subject to the reporting person continuing as a service provider through each such date. |
f4 | 1/48th of the shares subject to the option vested on november 1, 2020, and 1/48th of the shares subject to the option vest each month thereafter, subject to the reporting person continuing as a service provider through each such date. |