Accession Number: | 0001140361-21-038324 |
Date: | 2021-11-15 |
Issuer: | KNOWBE4, INC. (KNBE) |
Original Submission Date: |
KKR GROUP PARTNERSHIP L.P.
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
30 HUDSON YARDS
NEW YORK, NY 10001
KKR GROUP HOLDINGS CORP.
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
30 HUDSON YARDS
NEW YORK, NY 10001
KKR & CO. INC.
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
30 HUDSON YARDS
NEW YORK, NY 10001
KKR MANAGEMENT LLP
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
30 HUDSON YARDS
NEW YORK, NY 10001
KRAVIS HENRY R
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
30 HUDSON YARDS
NEW YORK, NY 10001
ROBERTS GEORGE R
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
2800 SAND HILL ROAD, SUITE 200
MENLO PARK, CA 94025
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2021-11-15 | C | 2,695,063 | a | $0.00 | 2,695,063 | indirect | f4,f5 | |
CLASS A COMMON STOCK | 2021-11-15 | S | 2,695,063 | d | $24.72 | 0 | indirect | f4,f5 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
CLASS B COMMON STOCK | 0.0 | 2021-11-15 | deemed execution date | C | 2,695,063 (d) | class a common stock 2,695,063 | $0.00 | 26,115,895 | indirect | see footnotes |
ID | footnote |
---|---|
f1 | represents a conversion of class b common stock, par value $0.00001 ("class b common stock"), of knowbe4, inc. (the "issuer") into an equal number of shares of class a common stock, par value $0.00001, of the issuer ("class a common stock"). |
f2 | this amount represents the $25.75 secondary public offering price per share of class a common stock, less the underwriting discount of $1.03 per share for shares sold pursuant to an underwritten public offering. |
f3 | each share of class b common stock is convertible at any time at the option of the holder into one share of the class a common stock. additionally, each share of class b common stock will, subject to certain exceptions, convert automatically into one share of class a common stock upon any transfer. |
f4 | the securities reported herein are held by kkr knowledge investors l.p. kkr knowledge investors gp llc is the general partner of kkr knowledge investors l.p. kkr next generation technology growth fund l.p. is the sole member of kkr knowledge investors gp llc. kkr associates ngt l.p. is the general partner of kkr next generation technology growth fund l.p. kkr next gen tech growth limited is the general partner of kkr associates ngt l.p. kkr group partnership l.p. is the sole shareholder of kkr next gen tech growth limited. kkr group holdings corp. is the general partner of kkr group partnership l.p. kkr & co. inc. is the sole shareholder of kkr group holdings corp. kkr management llp is the series i preferred stockholder of kkr & co. inc. messrs. henry r. kravis and george r. roberts are the founding partners of kkr management llp. |
f5 | each of the reporting persons disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein. the filing of this statement shall not be deemed to be an admission that, for purposes of section 16 of the securities exchange act of 1934 or otherwise, the reporting persons are the beneficial owners of any securities reported herein. |