Accession Number: | 0001062993-21-011481 |
Date: | 2021-11-23 |
Issuer: | BRIGHTCOVE INC (BCOV) |
Original Submission Date: |
EDENBROOK CAPITAL, LLC
116 RADIO CIRCLE
SUITE 202
MOUNT KISCO, NY 10549
BROLIN JONATHAN
116 RADIO CIRCLE
SUITE 202
MOUNT KISCO, NY 10549
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK, PAR VALUE $0.0001 | 2021-11-23 | P | 20,300 | a | $9.78 | 4,658,164 | indirect | f1 | |
COMMON STOCK, PAR VALUE $0.0001 | 2021-11-23 | P | 50,000 | a | $9.89 | 4,708,164 | indirect | f1 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
PUT OPTION (OBLIGATION TO BUY) | 9.0 | deemed execution date | 0 ( ) | 2021-01-26 | 2021-12-17 | common stock 200,000 | $9.00 | 2,000 | indirect | see footnote | ||
CALL OPTION (RIGHT TO BUY) | 15.0 | deemed execution date | 0 ( ) | 2021-11-19 | 2022-04-14 | common stock 200,000 | $15.00 | 2,000 | indirect | see footnote | ||
CALL OPTION (RIGHT TO BUY) | 15.0 | deemed execution date | 0 ( ) | 2021-11-19 | 2022-07-15 | common stock 200,000 | $15.00 | 2,000 | indirect | see footnote |
ID | footnote |
---|---|
f1 | the securities reported herein are held in the accounts of private funds. edenbrook capital, llc may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such private funds. jonathan brolin may be deemed to be a beneficial owner of such securities by virtue of his role as managing member of edenbrook capital, llc. each reporting person disclaims beneficial ownership in the securities reported on this form 3 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such reporting person is the beneficial owner of such securities for purposes of section 16 or for any other purpose. |
f2 | the private funds managed by edenbrook capital, llc bought 2,000 call option contracts expiring in april 2022 and 2,000 call option contracts expiring in july 2022, which provide that the private funds have the right to buy additional shares of common stock at the stated price. |