Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-066607
Date:2021-11-19
Issuer: ROBLOX CORP (RBLX)
Original Submission Date:

Reporting Person:

ALTOS VENTURES IV RESERVE FUND, L.P.
2882 SAND HILL ROAD, SUITE 100
MENLO PARK, CA 94025

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-11-19 S 14,839 d $134.42 618,447 f4 direct
CLASS A COMMON STOCK 2021-11-19 S 5,161 d $135.13 613,286 f4 direct
CLASS A COMMON STOCK 2021-11-19 0 $0.00 40,336 indirect
CLASS A COMMON STOCK 2021-11-19 0 $0.00 343,650 indirect
CLASS A COMMON STOCK 2021-11-19 0 $0.00 111,112 indirect
CLASS A COMMON STOCK 2021-11-19 0 $0.00 19,698,617 indirect
CLASS A COMMON STOCK 2021-11-19 0 $0.00 2,824,077 indirect
CLASS A COMMON STOCK 2021-11-19 0 $0.00 13,747,586 indirect
CLASS A COMMON STOCK 2021-11-19 0 $0.00 30,130,239 indirect
CLASS A COMMON STOCK 2021-11-19 0 $0.00 16,690,572 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $133.90 to $134.89, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f2 the general partner of altos hybrid 2, l.p. is altos hybrid 2gp, llc; the general partner of altos roblox spv 1, llc and altos roblox spv 2, llc is altos roblox management partners iv, llc; the general partner of altos roblox spv 2020, llc is altos roblox 2020 management partners, llc; the general partner of altos hybrid 4, l.p. is altos hybrid 4 gp, llc; the general partner of altos ventures iv, l.p. is altos management partners iv, llc and the general partner of altos ventures iv liquidity fund, l.p. and altos ventures iv reserve fund, l.p. is altos iv lr gp, llc (collectively, the general partners).
f3 the managing directors or managing members of the general partners and the managers of the altos funds are anthony p. lee, han kim and hodong nam who exercise investment and voting control over the shares held by the altos funds. anthony p. lee, a director of the issuer, files separate section 16 reports. han kim and hodong nam disclaim beneficial ownership of the shares held by the altos funds except to the extent of their respective pecuriary interest therein, if any.
f4 the general partners and the managers disclaim beneficial ownership of the shares reported herein except to the extent of their respective pecuniary interests therein, if any.
f5 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $134.95 to $135.38, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f6 these shares are held directly by altos ventures management, inc.
f7 these shares are held directly by altos hybrid 2, l.p.
f8 these shares are held directly by altos hybrid 4, l.p.
f9 these shares are held directly by altos roblox spv 1, llc.
f10 these shares are held directly by altos roblox spv 2, llc.
f11 these shares are held directly by altos roblox spv 2020, llc.
f12 these shares are held directly by altos ventures iv liquidity fund, l.p.
f13 these shares are held directly by altos ventures iv, l.p.
WhaleWisdom Logo

Elevate your investments