Accession Number: | 0001415889-21-005447 |
Date: | 2021-11-22 |
Issuer: | SOLARIS OILFIELD INFRASTRUCTURE, INC. (SOI) |
Original Submission Date: |
ZARTLER WILLIAM A
9811 KATY FREEWAY
SUITE 700
HOUSTON, TX 77024
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2021-11-22 | P | 15,000 | a | $6.71 | 333,661 | direct | ||
CLASS B COMMON STOCK | 2021-11-22 | 0 | $0.00 | 726,819 | direct | ||||
CLASS B COMMON STOCK | 2021-11-22 | 0 | $0.00 | 3,513,496 | indirect | f3 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
SOLARIS OILFIELD INFRASTRUCTURE, LLC UNITS | 0.0 | deemed execution date | 0 ( ) | class a common stock 726,819 | $0.00 | 726,819 | direct | |||||
SOLARIS OILFIELD INFRASTRUCTURE, LLC UNITS | 0.0 | deemed execution date | 0 ( ) | class a common stock 3,513,496 | $0.00 | 3,513,496 | indirect | see footnote |
ID | footnote |
---|---|
f1 | includes 171,711 shares of class a common stock subject to previously granted restricted stock awards that remain subject to vesting. |
f2 | each share of class b common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally. |
f3 | represents shares held by solaris energy capital. the reporting person is the sole member of solaris energy capital and has the authority to vote or dispose of the shares held by solaris energy capital in his sole discretion. the reporting person disclaims beneficial ownership of the shares held by solaris energy capital in excess of his pecuniary interest therein. |
f4 | subject to the terms of the solaris llc agreement, the solaris llc units (together with a corresponding number of shares of class b common stock) are exchangeable from time to time for shares of class a common stock of the issuer. |