Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-066667
Date:2021-11-23
Issuer: VICTORY CAPITAL HOLDINGS, INC. (VCTR)
Original Submission Date:

Reporting Person:

HURST ROBERT J/NY
C/O VICTORY CAPITAL HOLDINGS, INC.
15935 LA CANTERA PARKWAY SAN ANTONIO, TX 78256

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-11-23 C 9,781 a $0.00 9,781 direct
COMMON STOCK 2021-11-23 0 $0.00 87,622 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 2021-11-23 deemed execution date C 9,781 (d) class a common stock 9,781 $0.00 0 direct
Footnotes
IDfootnote
f1 on november 19, 2021, victory capital holdings, inc., the company, held a special meeting of stockholders at which the stockholders approved an amendment to the companys certificate of incorporation to convert all outstanding shares of class b common stock into an equal number of shares of class a common stock on a one-for-one basis, the conversion. the conversion was effective on november 23, 2021, upon the companys filing of its amended and restated certificate of incorporation with the secretary of state of the state of delaware.
f2 includes shares of common stock held by rjh investment partners, l.p., an entity controlled by the reporting person. these shares were received pursuant to an exempt prorata distribution from crestview partners ii gp, l.p., of which rjh investment partners, l.p. is a limited partner. the reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
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