Accession Number: | 0001209191-21-066651 |
Date: | 2021-11-23 |
Issuer: | VICTORY CAPITAL HOLDINGS, INC. (VCTR) |
Original Submission Date: |
HIRTLER-GARVEY KARIN
C/O VICTORY CAPITAL HOLDINGS, INC.
15935 LA CANTERA PARKWAY
SAN ANTONIO, TX 78256
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-11-23 | C | 29,651 | a | $0.00 | 29,651 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
CLASS B COMMON STOCK | 0.0 | 2021-11-23 | deemed execution date | C | 29,651 (d) | class a common stock 29,651 | $0.00 | 0 | direct |
ID | footnote |
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f1 | on november 19, 2021, victory capital holdings, inc., the company, held a special meeting of stockholders at which the stockholders approved an amendment to the companys certificate of incorporation to convert all outstanding shares of class b common stock into an equal number of shares of class a common stock on a one-for-one basis, the conversion. the conversion was effective on november 23, 2021, upon the companys filing of its amended and restated certificate of incorporation with the secretary of state of the state of delaware. |