Form Type: 4

SEC EDGAR Link
Accession Number:0001315098-21-000061
Date:2021-11-22
Issuer: ROBLOX CORP (RBLX)
Original Submission Date:

Reporting Person:

BASZUCKI DAVID
C/O ROBLOX CORPORATION
970 PARK PLACE SAN MATEO, CA 94403

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-11-22 S 7,600 d $136.01 394,540 indirect f3
CLASS A COMMON STOCK 2021-11-22 S 5,900 d $137.14 388,640 indirect f3
CLASS A COMMON STOCK 2021-11-22 S 9,906 d $137.97 378,734 indirect f3
CLASS A COMMON STOCK 2021-11-22 S 3,734 d $138.80 375,000 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 plan adopted by the reporting person on august 30, 2021.
f2 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $135.53 to $136.43, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f3 these shares are held by the 2020 david baszucki gift trust dtd 12/31/2018 for which the bessemer trust of delaware, n.a. serves as trustee. the reporting person may be deemed to have beneficial ownership of the securities held by the gift trust.
f4 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $136.60 to $137.58, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f5 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $137.60 to $138.55, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f6 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $138.61 to $139.11, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
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