Form Type: 4

SEC EDGAR Link
Accession Number:0001315098-21-000071
Date:2021-11-22
Issuer: ROBLOX CORP (RBLX)
Original Submission Date:

Reporting Person:

TOLLEY BRETT
C/O ROBLOX CORPORATION
970 PARK PLACE SAN MATEO, CA 94403

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-11-22 S 3 d $118.19 7,025 direct
CLASS A COMMON STOCK 2021-11-22 S 3 d $119.25 7,022 direct
CLASS A COMMON STOCK 2021-11-22 S 8 d $120.27 7,014 direct
CLASS A COMMON STOCK 2021-11-22 S 12 d $121.25 7,002 direct
CLASS A COMMON STOCK 2021-11-22 S 70 d $122.29 6,932 direct
CLASS A COMMON STOCK 2021-11-22 S 34 d $123.16 6,898 direct
CLASS A COMMON STOCK 2021-11-22 S 18 d $124.01 6,880 direct
CLASS A COMMON STOCK 2021-11-22 S 4 d $125.02 6,876 direct
CLASS A COMMON STOCK 2021-11-22 S 6 d $126.42 6,870 direct
CLASS A COMMON STOCK 2021-11-22 S 9 d $127.44 6,861 direct
CLASS A COMMON STOCK 2021-11-22 S 13 d $128.48 6,848 direct
CLASS A COMMON STOCK 2021-11-22 S 7 d $129.34 6,841 direct
CLASS A COMMON STOCK 2021-11-22 S 5 d $130.29 6,836 direct
CLASS A COMMON STOCK 2021-11-22 S 2 d $131.26 6,834 direct
CLASS A COMMON STOCK 2021-11-22 S 1 d $132.68 6,833 direct
CLASS A COMMON STOCK 2021-11-22 S 3 d $133.50 6,830 direct
CLASS A COMMON STOCK 2021-11-22 S 1 d $134.43 6,829 direct
CLASS A COMMON STOCK 2021-11-22 S 2 d $135.67 6,827 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of restricted stock units (rsus). this sale is mandated by the issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell-to-cover" transaction and does not represent a discretionary sale by the reporting person.
f2 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $117.67 to $118.63, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f3 a portion of these securities are restricted stock units ("rsus"). each rsu represents a contingent right to receive one share of the issuer's class a common stock.
f4 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $118.68 to $119.60, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f5 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $119.68 to $120.67, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f6 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $120.70 to $121.69, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f7 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $121.70 to $122.69, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f8 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $122.70 to $123.69, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f9 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $123.70 to $124.69, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f10 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $124.70 to $125.67, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f11 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $125.85 to $126.83, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f12 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $126.94 to $127.92, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f13 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $127.94 to $128.93, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f14 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $128.94 to $129.90, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f15 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $129.94 to $130.95, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f16 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $130.95 to $131.80, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f17 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $133.19 to $133.98, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f18 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $135.39 to $136.30, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
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