Form Type: 4

SEC EDGAR Link
Accession Number:0001062993-21-011670
Date:2021-11-23
Issuer: MORNINGSTAR, INC. (MORN)
Original Submission Date:

Reporting Person:

MANSUETO JOSEPH D
22 W. WASHINGTON
CHICAGO, IL 60602

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-11-23 S 3,891 d $316.45 13,353,596 direct
COMMON STOCK 2021-11-23 S 2,509 d $317.86 13,351,087 direct
COMMON STOCK 2021-11-24 S 2,822 d $317.52 13,348,265 direct
COMMON STOCK 2021-11-24 S 4,113 d $318.58 13,344,152 direct
COMMON STOCK 2021-11-24 S 502 d $319.19 13,343,650 direct
COMMON STOCK 2021-11-23 0 $0.00 4,500,000 indirect f7
COMMON STOCK 2021-11-23 0 $0.00 150,000 indirect f8
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the sales reported on this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on november 19, 2020.
f2 the transaction was executed in multiple trades at prices ranging from $316.26 to $317.22. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, morningstar or a shareholder of morningstar full information regarding the number of shares and prices at which the transaction was effected.
f3 the transaction was executed in multiple trades at prices ranging from $317.33 to $318.31. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, morningstar or a shareholder of morningstar full information regarding the number of shares and prices at which the transaction was effected.
f4 the transaction was executed in multiple trades at prices ranging from $317.04 to $318.02. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, morningstar or a shareholder of morningstar full information regarding the number of shares and prices at which the transaction was effected.
f5 the transaction was executed in multiple trades at prices ranging from $318.04 to $319.03 the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, morningstar or a shareholder of morningstar full information regarding the number of shares and prices at which the transaction was effected.
f6 the transaction was executed in multiple trades at prices ranging from $319.04 to $319.55. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, morningstar or a shareholder of morningstar full information regarding the number of shares and prices at which the transaction was effected.
f7 the shares are held in grantor retained annuity trusts for the benefit of the reporting person and his children. the reporting person serves as trustee of the grantor retained annuity trusts.
f8 the shares are held in trusts for the benefit of the reporting person's children. the reporting person's spouse is trustee of the trusts.
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