Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-066963
Date:2021-11-24
Issuer: PATHFINDER BANCORP, INC. (PBHC)
Original Submission Date:

Reporting Person:

RUSNAK WALTER
214 WEST FIRST STREET
OSWEGO, NY 13126

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-11-24 P 1,223 a $16.98 23,000 indirect
COMMON STOCK 2021-11-24 0 $0.00 31,873 direct
COMMON STOCK 2021-11-24 0 $0.00 2,463 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTIONS 10.37 deemed execution date 0 ( ) 2021-10-28 2030-10-28 common stock 39,668 $10.37 39,668 direct
Footnotes
IDfootnote
f1 this transaction was executed in multiple trades at prices ranging from $16.9798 to $16.98. the price reported above reflects the weighted average purchase price. the reporting person hereby undertakes to provide, upon request, to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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