Form Type: 4

SEC EDGAR Link
Accession Number:0001213900-21-062291
Date:2021-11-24
Issuer: WHEELER REAL ESTATE INVESTMENT TRUST, INC. (WHLR)
Original Submission Date:

Reporting Person:

STEAMBOAT CAPITAL PARTNERS, LLC
31 OLD WAGON ROAD
OLD GREENWICH,, CT 06870

Reporting Person:

KIAI PARSA
31 OLD WAGON ROAD
OLD GREENWICH, CT 06870

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
SERIES B CONVERTIBLE PREFERRED STOCK 40.0 2021-11-24 deemed execution date S 200 (d) common stock, $0.01 par value 125 $40.00 33,970 indirect see footnote
SERIES D CUMULATIVE CONVERTIBLE PREFERRED STOCK 16.96 2021-11-24 deemed execution date S 1,210 (d) common stock, $0.01 par value 1,783 $16.96 86,231 indirect see footnote
SERIES B CONVERTIBLE PREFERRED STOCK 40.0 deemed execution date 0 ( ) common stock, $0.01 par value 0 $40.00 185,230 indirect see footnote
SERIES B CONVERTIBLE PREFERRED STOCK 40.0 deemed execution date 0 ( ) common stock, $0.01 par value 0 $40.00 2,568 indirect see footnote
SERIES D CUMULATIVE CONVERTIBLE PREFERRED STOCK 16.96 deemed execution date 0 ( ) common stock, $0.01 par value 0 $16.96 328,828 indirect see footnote
SERIES D CUMULATIVE CONVERTIBLE PREFERRED STOCK 16.96 deemed execution date 0 ( ) common stock, $0.01 par value 0 $16.96 4,319 indirect see footnote
Footnotes
IDfootnote
f1 convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the common stock, $0.01 par value, exceeds $58.
f2 the transaction was effected for certain accounts managed by steamboat capital partners, llc (ia), which after such transaction, own the indicated number of shares of series b convertible preferred stock (series b).
f3 ownership of steamboat capital partners master fund, lp (master) which has delegated investment discretion to steamboat capital partners, llc (ia), and which continues to own 185,230 shares of series b.
f4 ownership of steamboat capital partners ii, lp (ii) which continues to own 2568 shares of series b.
f5 convertible at any time, with no expiration date.
f6 the transaction was effected for certain accounts managed by steamboat capital partners, llc (ia), which after such transaction, own the indicated number of shares of series d cumulative convertible preferred stock (series d).
f7 ownership of steamboat capital partners master fund, lp (master) which has delegated investment discretion to steamboat capital partners, llc (ia), and which continues to own 328,828 shares of series d cumulative convertible preferred stock (series d).
f8 ownership of steamboat capital partners ii, lp (ii) which continues to own 4319 shares of series d cumulative convertible preferred stock (series d).
f9 steamboat capital partners gp, llc (gp) is general partner of, and entitled to receive a performance allocation from, each of master and ii. ia is entitled to receive a performance fee from the managed accounts referred to in footnotes 2 and 6 (the "ma"). parsa kiai ("kiai") is the managing member of gp and ia. accordingly, kiai may be deemed to have a pecuniary interest in the shares owned by master and ii and ia and kiai may be deemed to have a pecuniary interest in the shares owned by the ma. kiai and ia are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Elevate your investments