Form Type: 4

SEC EDGAR Link
Accession Number:0001179110-21-010440
Date:2021-11-26
Issuer: COWEN INC. (COWN)
Original Submission Date:

Reporting Person:

BARTH BRETT H
COWEN INC.
599 LEXINGTON AVENUE NEW YORK, NY 10022

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-11-26 P 10,000 a $35.85 99,880 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price is the weighted average purchase price of the aggregate number of shares that were purchased by the reporting person. the shares were purchased in multiple transactions at prices ranging from $35.57 to $36.41. the reporting person undertakes to provide the company, any security holder of the company or the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price.
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