Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-066997
Date:2021-11-25
Issuer: SURMODICS INC (SRDX)
Original Submission Date:

Reporting Person:

STICH JOSEPH J.
9924 WEST 74TH STREET
EDEN PRAIRIE, MN 55344

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-11-25 F 586 d $47.85 44,923 direct
COMMON STOCK 2021-11-27 F 435 d $45.77 44,488 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 includes 195 shares acquired through the employee stock purchase plan for the phase ending 8/31/21.
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