Form Type: 4

SEC EDGAR Link
Accession Number:0001437749-21-027493
Date:2021-11-24
Issuer: AVEPOINT, INC. (AVPT)
Original Submission Date:

Reporting Person:

WU SOPHIA
C/O AVEPOINT, INC.
525 WASHINGTON BOULEVARD, SUITE 1400 JERSEY CITY, NJ 07310

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-11-24 S 35,000 d $7.03 109,499 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this security represents restricted stock units (each, an "rsu") granted to the reporting person under the issuer's 2021 equity incentive plan. each rsu represents the contingent right to receive, upon vesting of the rsu, one share of the issuer's common stock.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions. the reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price.
f3 represents aggregate vested and unvested rsus held by the reporting person subject to the vesting schedules previously reported on table i on a form 4 filed with the securities and exchange commission on september 3, 2021.
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