Accession Number: | 0001421517-21-000147 |
Date: | 2021-11-24 |
Issuer: | ENERGY RECOVERY, INC. (ERII) |
Original Submission Date: |
FODA SHERIF
C/O ENERGY RECOVERY, INC.
1717 DOOLITTLE DRIVE
SAN LEANDRO, CA 94577
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-11-24 | M | 7,818 | a | $9.98 | 12,630 | direct | ||
COMMON STOCK | 2021-11-24 | M | 12,182 | a | $7.64 | 24,812 | direct | ||
COMMON STOCK | 2021-11-24 | S | 20,000 | d | $22.46 | 4,812 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 9.98 | 2021-11-24 | deemed execution date | M | 7,818 (d) | 2029-06-13 | common stock 7,818 | $9.98 | 0 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 7.64 | 2021-11-24 | deemed execution date | M | 12,182 (d) | 2030-07-16 | common stock 12,182 | $7.64 | 6,487 | direct |
ID | footnote |
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f1 | this figure is the weighted average sales price of multiple trades ranging from $22.30 to $22.53 per share. the reporting person undertakes to provide the sec staff, energy recovery, inc. or a shareholder of energy recovery, inc. full information about the number of shares sold at each separate price upon request. |
f2 | these stock options were granted on june 13, 2019 and were fully vested and exercisable on the 2020 annual meeting date. |
f3 | these stock options were granted on july 16, 2020 and were fully vested and exercisable on the 2021 annual meeting date. |