Form Type: 4

SEC EDGAR Link
Accession Number:0001664998-21-000107
Date:2021-11-17
Issuer: KNOWBE4, INC. (KNBE)
Original Submission Date:

Reporting Person:

KLAUSMEYER KEVIN
C/O KNOWBE4, INC.
33 N. GARDEN AVENUE CLEARWATER, FL 33755

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-11-17 C 167,657 a $0.00 167,657 direct
CLASS A COMMON STOCK 2021-11-17 S 167,657 d $24.55 0 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 5.71 2021-11-17 deemed execution date M 167,657 (d) 2030-08-03 class b common stock 167,657 $5.71 529,103 direct
CLASS B COMMON STOCK 0.0 2021-11-17 deemed execution date M 167,657 (a) class a common stock 167,657 $0.00 167,657 direct
CLASS B COMMON STOCK 0.0 2021-11-17 deemed execution date C 167,657 (d) class a common stock 167,657 $0.00 0 direct
Footnotes
IDfootnote
f1 each share of the issuer's class b common stock, par value $0.00001 per share (the "class b common stock") is convertible at any time at the option of the holder into one share of the issuer's class a common stock, par value $0.00001 per share (the "class a common stock"). additionally, each share of class b common stock will, subject to certain conditions and exceptions, convert automatically into one share of class a common stock upon any transfer.
f2 the sale of shares reported on this form 4 was effected pursuant to a rule 10b5-1 trading plan entered into by the reporting person on august 16, 2021.
f3 option granted under the issuer's 2016 equity incentive plan. twenty-five (25%) of the shares subject to the option shall vest on august 3, 2021, and, thereafter, the remaining number of shares subject to the option shall vest in equal monthly installments over the following thirty-six (36) months.

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