Accession Number: | 0001664998-21-000107 |
Date: | 2021-11-17 |
Issuer: | KNOWBE4, INC. (KNBE) |
Original Submission Date: |
KLAUSMEYER KEVIN
C/O KNOWBE4, INC.
33 N. GARDEN AVENUE
CLEARWATER, FL 33755
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2021-11-17 | C | 167,657 | a | $0.00 | 167,657 | direct | ||
CLASS A COMMON STOCK | 2021-11-17 | S | 167,657 | d | $24.55 | 0 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 5.71 | 2021-11-17 | deemed execution date | M | 167,657 (d) | 2030-08-03 | class b common stock 167,657 | $5.71 | 529,103 | direct | ||
CLASS B COMMON STOCK | 0.0 | 2021-11-17 | deemed execution date | M | 167,657 (a) | class a common stock 167,657 | $0.00 | 167,657 | direct | |||
CLASS B COMMON STOCK | 0.0 | 2021-11-17 | deemed execution date | C | 167,657 (d) | class a common stock 167,657 | $0.00 | 0 | direct |
ID | footnote |
---|---|
f1 | each share of the issuer's class b common stock, par value $0.00001 per share (the "class b common stock") is convertible at any time at the option of the holder into one share of the issuer's class a common stock, par value $0.00001 per share (the "class a common stock"). additionally, each share of class b common stock will, subject to certain conditions and exceptions, convert automatically into one share of class a common stock upon any transfer. |
f2 | the sale of shares reported on this form 4 was effected pursuant to a rule 10b5-1 trading plan entered into by the reporting person on august 16, 2021. |
f3 | option granted under the issuer's 2016 equity incentive plan. twenty-five (25%) of the shares subject to the option shall vest on august 3, 2021, and, thereafter, the remaining number of shares subject to the option shall vest in equal monthly installments over the following thirty-six (36) months. |