Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-21-029813
Date:2021-09-07
Issuer: LENDINGCLUB CORP (LC)
Original Submission Date:

Reporting Person:

CASEY THOMAS W
C/O LENDINGCLUB CORPORATION
595 MARKET ST. #200 SAN FRANCISCO, CA 94105

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-09-07 G 40,000 d $0.00 2,922 direct
COMMON STOCK 2021-11-25 M 11,194 a $0.00 14,116 direct
COMMON STOCK 2021-11-25 F 5,320 d $38.07 8,796 direct
COMMON STOCK 2021-11-25 M 3,059 a $0.00 11,855 direct
COMMON STOCK 2021-11-25 F 1,397 d $38.07 10,458 direct
COMMON STOCK 2021-11-25 M 8,985 a $0.00 19,443 direct
COMMON STOCK 2021-11-25 F 4,103 d $38.07 15,340 direct
COMMON STOCK 2021-11-25 M 12,596 a $0.00 27,936 direct
COMMON STOCK 2021-11-25 F 5,245 d $38.07 22,691 direct
COMMON STOCK 2021-11-25 M 12,193 a $0.00 34,884 direct
COMMON STOCK 2021-11-25 F 4,798 d $38.07 30,086 direct
COMMON STOCK 2021-09-07 0 $0.00 10,000 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT (RSU) 0.0 2021-11-25 deemed execution date M 11,194 (d) common stock 11,194 $0.00 11,195 direct
RESTRICTED STOCK UNIT (RSU) 0.0 2021-11-25 deemed execution date M 3,059 (d) common stock 3,059 $0.00 0 direct
RESTRICTED STOCK UNIT (RSU) 0.0 2021-11-25 deemed execution date M 8,985 (d) common stock 8,985 $0.00 44,929 direct
RESTRICTED STOCK UNIT (RSU) 0.0 2021-11-25 deemed execution date M 12,596 (d) common stock 12,596 $0.00 113,364 direct
RESTRICTED STOCK UNIT (RSU) 0.0 2021-11-25 deemed execution date M 12,193 (d) common stock 12,193 $0.00 109,742 direct
Footnotes
IDfootnote
f1 transaction represents the transfer of 40,000 shares, initiated on september 3, 2021, by the reporting person of issuer common stock by bona fide gift.
f2 each restricted stock unit ("rsu") represents the contingent right to receive, upon vesting of the rsu, one share of the issuer's common stock.
f3 represents the number of shares withheld by the issuer to cover tax withholding obligations in connection with the vesting of rsus.
f4 the rsus vested as to 6.25% of the total shares on may 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
f5 not applicable.
f6 the rsus vested as to 25% of the total shares on may 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date.
f7 the rsus vested as to 6.25% of the total shares on may 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
f8 the rsus vested as to 6.25% of the total shares on may 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
f9 the rsus vested as to 8.33% of the total shares on may 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

Elevate your investments