Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-067063
Date:2021-11-24
Issuer: AIRGAIN INC (AIRG)
Original Submission Date:

Reporting Person:

SIMS JAMES K
C/O AIRGAIN, INC.
3611 VALLEY CENTRE DRIVE, SUITE 150 SAN DIEGO, CA 92130

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-11-24 P 6,000 a $9.54 297,399 direct
COMMON STOCK 2021-11-24 0 $0.00 7,534 indirect f4
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents a weighted average purchase price per share. these shares were purchased in multiple transactions at prices ranging from $9.50 to $9.57. the reporting person has provided to the issuer, and will provide to any security holder of the issuer or the sec staff, upon request, information regarding the number of shares sold at each price within the range.
f2 includes 12,334 restricted stock units.
f3 represents 7,529 shares of common stock held by gen3 capital i, lp ("gen3 capital") and 5 shares of common stock held by gen 3 partners, inc. ("gen 3 partners").
f4 the general partner of gen3 capital is gen3 capital partners, llc ("gen3 llc") and james k. sims is the managing member of gen3 llc. as a result, each of gen3 llc and mr. sims may be deemed to share beneficial ownership of the shares of common stock held by gen3 capital. mr. sims may be deemed to share beneficial ownership of the shares held by gen 3 partners in his capacity as a director of gen 3 partners. mr. sims disclaims such beneficial ownership to the extent of his pecuniary interest therein.

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