| Accession Number: | 0001127602-21-029807 |
| Date: | 2021-11-04 |
| Issuer: | LENDINGCLUB CORP (LC) |
| Original Submission Date: |
MOMEN RONNIE
C/O LENDINGCLUB CORPORATION
595 MARKET ST. #200
SAN FRANCISCO, CA 94105
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2021-11-04 | G | 4,808 | d | $0.00 | 92,888 | direct | ||
| COMMON STOCK | 2021-11-25 | M | 11,394 | a | $0.00 | 104,282 | direct | ||
| COMMON STOCK | 2021-11-25 | F | 5,999 | d | $38.07 | 98,283 | direct | ||
| COMMON STOCK | 2021-11-25 | M | 5,990 | a | $0.00 | 104,273 | direct | ||
| COMMON STOCK | 2021-11-25 | F | 3,154 | d | $38.07 | 101,119 | direct | ||
| COMMON STOCK | 2021-11-25 | M | 6,718 | a | $0.00 | 107,837 | direct | ||
| COMMON STOCK | 2021-11-25 | F | 3,538 | d | $38.07 | 104,299 | direct | ||
| COMMON STOCK | 2021-11-25 | M | 9,755 | a | $0.00 | 114,054 | direct | ||
| COMMON STOCK | 2021-11-25 | F | 5,137 | d | $38.07 | 108,917 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNIT (RSU) | 0.0 | 2021-11-25 | deemed execution date | M | 11,394 (d) | common stock 11,394 | $0.00 | 34,180 | direct | |||
| RESTRICTED STOCK UNIT (RSU) | 0.0 | 2021-11-25 | deemed execution date | M | 5,990 (d) | common stock 5,990 | $0.00 | 29,953 | direct | |||
| RESTRICTED STOCK UNIT (RSU) | 0.0 | 2021-11-25 | deemed execution date | M | 6,718 (d) | common stock 6,718 | $0.00 | 60,461 | direct | |||
| RESTRICTED STOCK UNIT (RSU) | 0.0 | 2021-11-25 | deemed execution date | M | 9,755 (d) | common stock 9,755 | $0.00 | 87,793 | direct |
| ID | footnote |
|---|---|
| f1 | transaction represents the transfer of 4,808 shares by the reporting person of issuer common stock by bona fide gift. |
| f2 | each restricted stock unit ("rsu") represents the contingent right to receive, upon vesting of the rsu, one share of the issuer's common stock. |
| f3 | represents the number of shares withheld by the issuer to cover tax withholding obligations in connection with the vesting of rsus. |
| f4 | the rsus vested as to 6.25% of the total shares on november 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. |
| f5 | not applicable. |
| f6 | the rsus vested as to 6.25% of the total shares on may 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. |
| f7 | the rsus vested as to 6.25% of the total shares on may 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. |
| f8 | the rsus vested as to 8.33% of the total shares on may 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. |
