Form Type: 4

SEC EDGAR Link
Accession Number:0001214659-21-012394
Date:2021-11-29
Issuer: NOVAGOLD RESOURCES INC (NG)
Original Submission Date:

Reporting Person:

NAUMAN CLYNTON R.
C/O NOVAGOLD RESOURCES INC.
201 SOUTH MAIN STREET, SUITE 400 SALT LAKE CITY, UT 84111

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2021-11-29 M 88,400 a $4.58 257,263 direct
COMMON SHARES 2021-11-29 F 57,839 d $7.00 199,424 direct
COMMON SHARES 2021-11-29 S 30,561 d $7.04 168,863 direct
COMMON SHARES 2021-11-29 0 $0.00 1,654 indirect
COMMON SHARES 2021-11-29 0 $0.00 987 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 4.58 2021-11-29 deemed execution date M 88,400 (d) 2021-11-30 common shares 88,400 $4.58 0 direct
Footnotes
IDfootnote
f1 the price reported in column 4 above is a weighted average price. these shares were sold in multiple transactions at prices ranging from $7.03 to $7.065, inclusive. the reporting person undertakes to provide to novagold resources inc, any security holder of novagold resources inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f2 these options were granted on december 1, 2016 and vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018.
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