Accession Number: | 0001833851-21-000005 |
Date: | 2021-11-26 |
Issuer: | UPSTART HOLDINGS, INC. (UPST) |
Original Submission Date: |
MIRGORODSKAYA NATALIA
C/O UPSTART HOLDINGS, INC.
2950 S. DELAWARE STREET, SUITE 300
SAN MATEO, CA 94403
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-11-26 | S | 259 | d | $201.30 | 22,470 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the sale reported on this form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on may 27, 2021. |
f2 | certain of these securities are restricted stock units (rsus). each rsu represents a contingent right to receive one share of common stock, subject to the applicable vesting schedule and conditions of each rsu. |