Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-067290
Date:2021-11-29
Issuer: MONDELEZ INTERNATIONAL, INC. (MDLZ)
Original Submission Date:

Reporting Person:

MAY PETER W
223 SUNSET AVENUE
SUITE 223 PALM BEACH, FL 33480

Reporting Person:

TRIAN FUND MANAGEMENT, L.P.
280 PARK AVENUE, 41ST FLOOR
41ST FLOOR NEW YORK, NY 10017

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-11-29 S 431,000 d $60.32 2,081,724 indirect f3,f4
CLASS A COMMON STOCK 2021-11-30 S 150,000 d $60.10 1,931,724 indirect f3,f4
CLASS A COMMON STOCK 2021-11-29 0 $0.00 16,156 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the sales reported in this form 4 were done for portfolio management purposes.
f2 the price shown in column 4 is a weighted average sale price. the price range for the sale is $60.15 - $60.465. the reporting persons undertake to provide upon request by the staff of the securities and exchange commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
f3 trian fund management, l.p. ("trian management") serves as the management company for trian partners, l.p., trian partners master fund, l.p., trian partners parallel fund i, l.p., trian partners strategic investment fund-d, l.p., trian partners strategic investment fund-n, l.p., trian partners fund (sub)-g, l.p., trian partners strategic fund-g ii, l.p. and trian partners strategic fund-g iii, l.p. (collectively, the "trian entities") and as such determines the investment and voting decisions of the trian entities with respect to the shares of the issuer held by them. mr. may is a member of trian fund management gp, llc, which is the general partner of trian management, and therefore is in a position to determine the investment and voting decisions made by trian management on its own behalf and on behalf of the trian entities.
f4 (fn3, contd.) accordingly, mr. may may be deemed to indirectly beneficially own (as that term is defined in rule 13d-3 under the securities exchange act of 1934) the shares beneficially owned by trian management and the trian entities and trian management may be deemed to indirectly beneficially own (as that term is defined in rule 13d-3 under the securities act of 1934) the shares beneficially owned by the trian entities. the reporting persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of section 16 or for any other purpose. mr. may is a director of the issuer.
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