Accession Number: | 0001209191-21-067290 |
Date: | 2021-11-29 |
Issuer: | MONDELEZ INTERNATIONAL, INC. (MDLZ) |
Original Submission Date: |
MAY PETER W
223 SUNSET AVENUE
SUITE 223
PALM BEACH, FL 33480
TRIAN FUND MANAGEMENT, L.P.
280 PARK AVENUE, 41ST FLOOR
41ST FLOOR
NEW YORK, NY 10017
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2021-11-29 | S | 431,000 | d | $60.32 | 2,081,724 | indirect | f3,f4 | |
CLASS A COMMON STOCK | 2021-11-30 | S | 150,000 | d | $60.10 | 1,931,724 | indirect | f3,f4 | |
CLASS A COMMON STOCK | 2021-11-29 | 0 | $0.00 | 16,156 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the sales reported in this form 4 were done for portfolio management purposes. |
f2 | the price shown in column 4 is a weighted average sale price. the price range for the sale is $60.15 - $60.465. the reporting persons undertake to provide upon request by the staff of the securities and exchange commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
f3 | trian fund management, l.p. ("trian management") serves as the management company for trian partners, l.p., trian partners master fund, l.p., trian partners parallel fund i, l.p., trian partners strategic investment fund-d, l.p., trian partners strategic investment fund-n, l.p., trian partners fund (sub)-g, l.p., trian partners strategic fund-g ii, l.p. and trian partners strategic fund-g iii, l.p. (collectively, the "trian entities") and as such determines the investment and voting decisions of the trian entities with respect to the shares of the issuer held by them. mr. may is a member of trian fund management gp, llc, which is the general partner of trian management, and therefore is in a position to determine the investment and voting decisions made by trian management on its own behalf and on behalf of the trian entities. |
f4 | (fn3, contd.) accordingly, mr. may may be deemed to indirectly beneficially own (as that term is defined in rule 13d-3 under the securities exchange act of 1934) the shares beneficially owned by trian management and the trian entities and trian management may be deemed to indirectly beneficially own (as that term is defined in rule 13d-3 under the securities act of 1934) the shares beneficially owned by the trian entities. the reporting persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of section 16 or for any other purpose. mr. may is a director of the issuer. |