Form Type: 4

SEC EDGAR Link
Accession Number:0001843575-21-000005
Date:2021-11-29
Issuer: LANDOS BIOPHARMA, INC. (LABP)
Original Submission Date:

Reporting Person:

BASSAGANYA-RIERA JOSEP
C/O BIOTHERAPEUTICS INC, 1800 KRAFT DR
SUITE 100 BLACKSBURG, VA 24060

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-11-29 S 15,430 d $7.58 7,428,152 indirect f1
COMMON STOCK 2021-11-30 S 35,000 d $7.06 7,393,152 indirect f1
COMMON STOCK 2021-11-29 0 $0.00 766,405 indirect f2
COMMON STOCK 2021-11-29 0 $0.00 823,956 indirect f3
COMMON STOCK 2021-11-29 0 $0.00 786,299 indirect f4
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 these shares are held by the josep bassaganya-riera revocable trust dated april 9, 2018, as amended (the "2018 trust"). the reporting person is the sole trustee of the 2018 trust and the beneficiaries are the reporting person's immediate family members. the reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
f2 these shares are held by the josep bassaganya-riera grantor retained annuity trust no. 1 dated june 28, 2018 (the "2018 grat"). the reporting person is the sole trustee of the 2018 grat and the beneficiaries are the reporting person's immediate family members. the reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
f3 these shares are held by the josep bassaganya-riera grantor retained annuity trust no. 2 dated march 26, 2019 (the "2019 grat"). the reporting person is the sole trustee or the 2019 grat and the beneficiaries are the reporting person's immediate family members. the reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
f4 these shares, originally held by the 2018 trust, were gifted in october 2021 to the raquel hontecillas-magarzo irrevocable family trust dated october 1, 2021 (the "2021 family trust"). the reporting person is the sole trustee of the 2021 family trust and the beneficiaries are the reporting person and the reporting person's immediate family members. the reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
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