Accession Number: | 0001209191-21-068128 |
Date: | 2021-12-02 |
Issuer: | REALNETWORKS INC (RNWK) |
Original Submission Date: |
WAN TIM M
1501 1ST AVENUE SOUTH, STE. 600
SEATTLE, WA 98134
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-12-03 | M | 28,481 | d | $0.00 | 59,496 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 1.12 | 2021-12-02 | deemed execution date | A | 15,000 (a) | 2028-12-02 | common stock 15,000 | $1.12 | 15,000 | direct | ||
RESTRICTED STOCK UNIT AWARD | 0.0 | 2021-12-02 | deemed execution date | A | 44,642 (a) | 2028-12-02 | common stock 44,642 | $0.00 | 44,642 | direct | ||
RESTRICTED STOCK UNITS | 0.0 | 2021-12-03 | deemed execution date | M | 28,481 (d) | 2021-12-03 | common stock 28,481 | $0.00 | 0 | direct |
ID | footnote |
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f1 | vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis. |
f2 | the option will vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director of realnetworks through such date. the share distribution date applicable to the stock option is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the board. |
f3 | converts into common stock on a unit-for-share basis on the share distribution date. |
f4 | the restricted stock units vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director through such date. the share distribution date applicable to the restricted stock units is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the board. |