Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-068635
Date:2021-12-08
Issuer: FULL HOUSE RESORTS INC (FLL)
Original Submission Date:

Reporting Person:

ADAMS KENNETH ROBERT
C/O FULL HOUSE RESORTS, INC.
1980 FESTIVAL PLAZA DRIVE, SUITE 680 LAS VEGAS, NV 89135

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-12-08 M 10,588 a $1.70 115,211 direct
COMMON STOCK 2021-12-08 S 10,588 d $11.67 104,623 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 1.7 2021-12-08 deemed execution date M 10,588 (d) 2017-05-10 2026-05-10 common stock 10,588 $1.70 0 direct
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $11.65 to $11.75, inclusive. the reporting person undertakes to provide to full house resorts, inc., any stockholder of full house resorts, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) to this form 4.
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