Accession Number: | 0001104659-21-148644 |
Date: | 2021-12-08 |
Issuer: | WILLIAMS INDUSTRIAL SERVICES GROUP INC. (WLMS) |
Original Submission Date: |
OBUS NELSON
450 SEVENTH AVENUE
SUITE 509
NEW YORK, NY 10123
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK, $0.01 PAR VALUE PER SHARE | 2021-12-08 | P | 431 | a | $3.25 | 6,408,606 | indirect | f1 | |
COMMON STOCK, $0.01 PAR VALUE PER SHARE | 2021-12-08 | 0 | $0.00 | 247,236 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | as of the date of this form 4, mr. obus is (i) a principal executive officer of wynnefield capital, inc., which is the sole investment manager of wynnefield small cap value offshore fund, ltd., which beneficially owns 1,566,480 shares of the issuer's common stock; (ii) a co-managing member of wynnefield capital management, llc, which is the sole general partner of wynnefield partners small cap value, l.p. i, which beneficially owns 2,483,763 shares of the issuer's common stock, and the sole general partner of wynnefield partners small cap value, l.p., which beneficially owns 2,103,087 shares of the issuer's common stock; and (iii) a co-trustee of wynnefield capital, inc. profit sharing & money purchase plan, which beneficially owns 255,276 shares of the issuer's common stock. mr. obus disclaims beneficial ownership of the securities described in this footnote except to the extent of his pecuniary interest. |
f2 | wynnefield partners small cap value, l.p. i purchased all of these shares. |