Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-21-149246
Date:2021-12-09
Issuer: IVERIC BIO, INC. (ISEE)
Original Submission Date:

Reporting Person:

SBLENDORIO GLENN
C/O IVERIC BIO, INC.
5 PENN PLAZA, SUITE 2372 NEW YORK, NY 10001

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-12-09 M 23,750 a $0.00 306,342 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2021-12-09 deemed execution date M 23,750 (d) common stock 23,750 $0.00 47,500 direct
Footnotes
IDfootnote
f1 restricted stock units converted into common stock on a one-for-one basis upon vesting of the units.
f2 this total includes 6,249 shares acquired by the reporting person on september 16, 2019, 1,313 shares acquired by the reporting person on march 15, 2021, and 1,257 shares acquired by the reporting person on september 15, 2021, under the registrant's 2016 employee stock purchase plan that were not previously reported.
f3 on december 9, 2019, the reporting person was granted an award of 95,000 restricted stock units, which vests with respect to 25% of the shares subject to the award on each of the first, second, third and fourth anniversaries of the grant date, subject to continued employment with the registrant and the other terms and conditions under the registrant's 2013 stock incentive plan.
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