Form Type: 4

SEC EDGAR Link
Accession Number:0001654954-21-013160
Date:2021-12-13
Issuer: PEDEVCO CORP (PED)
Original Submission Date:

Reporting Person:

CLARK MOORE
575 N. DAIRY ASHFORD
ENERGY CENTER II, SUITE 210 HOUSTON, TX 77079

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-12-13 S 25,562 d $1.11 375,000 direct
COMMON STOCK 2021-12-13 0 $0.00 2,867 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 8,500 shares were sold pursuant to a 10b5-1 trading plan previously adopted by the reporting person to satisfy the reporting person's tax liability in connection with the december 12, 2021 vesting of certain shares of restricted stock which were granted under the company's 2012 equity incentive plan, which grants were exempt from section 16(b) pursuant to rule 16b-3.
f2 this transaction was executed in multiple trades at prices ranging from $1.06 to $1.18. the price reported above reflects the weighted average sales price. the reporting person hereby undertakes to provide upon request to the securities and exchange commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
f3 represents 2,867 shares of the issuer's common stock owned by reporting person's minor child.

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