Form Type: 4

SEC EDGAR Link
Accession Number:0001062993-21-013154
Date:2021-12-15
Issuer: ALLIANCE DATA SYSTEMS CORP (ADS)
Original Submission Date:

Reporting Person:

NATARAJAN RAJESH
7500 DALLAS PARKWAY, SUITE 700
PLANO, TX 75024

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-12-15 A 373 a $0.00 5,947 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the new grant is for 373 shares of common stock represented by restricted stock units. the restrictions on 100% of the shares will lapse on the earlier of (i) 12/15/31 or (ii) termination of the director's service on the company's board of directors, but in any case not earlier than december 15, 2022.
f2 in connection with the spin-off of loyalty ventures inc. by the issuer, outstanding unvested restricted stock units ("rsus"), including rsus previously granted to the reporting person, were subject to anti-dilution adjustments ("anti-dilution adjustment"). to the extent that the outstanding rsus granted to the reporting person were previously reported under table i, the total number of shares reported include the additional rsus held by the reporting person as a result of the anti-dilution adjustment. the outstanding rsus will continue to vest pursuant to the original vesting schedule for each grant.
f3 the total amount of securities beneficially owned includes: (a) 3,432 unvested restricted stock units granted 6/22/20; (b) 1,803 unvested restricted stock units granted 6/15/21; (c) 339 unvested restricted stock units granted 9/15/21; and (d) the new grant for 373 restricted stock units.

Elevate your investments