| Accession Number: | 0001640147-21-000283 |
| Date: | 2021-12-15 |
| Issuer: | SNOWFLAKE INC. (SNOW) |
| Original Submission Date: |
DEGNAN CHRISTOPHER WILLIAM
C/O SNOWFLAKE INC.
106 EAST BABCOCK STREET, SUITE 3A
BOZEMAN, MT 59715
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCK | 2021-12-10 | G | 3,834 | d | $0.00 | 43,398 | direct | ||
| CLASS A COMMON STOCK | 2021-12-15 | M | 96,154 | a | $0.65 | 139,552 | direct | ||
| CLASS A COMMON STOCK | 2021-12-15 | M | 37,502 | a | $0.65 | 177,054 | direct | ||
| CLASS A COMMON STOCK | 2021-12-15 | M | 96,445 | a | $0.74 | 273,499 | direct | ||
| CLASS A COMMON STOCK | 2021-12-15 | M | 5,222 | a | $3.74 | 278,721 | direct | ||
| CLASS A COMMON STOCK | 2021-12-15 | 0 | $0.00 | 60,000 | indirect | f2 | |||
| CLASS A COMMON STOCK | 2021-12-15 | 0 | $0.00 | 410,439 | indirect | f3 |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | 0.65 | 2021-12-15 | deemed execution date | M | 96,154 (d) | 2025-11-16 | class a common stock 96,154 | $0.65 | 0 | direct | ||
| STOCK OPTION (RIGHT TO BUY) | 0.65 | 2021-12-15 | deemed execution date | M | 37,502 (d) | 2025-11-16 | class a common stock 37,502 | $0.65 | 0 | direct | ||
| STOCK OPTION (RIGHT TO BUY) | 0.74 | 2021-12-15 | deemed execution date | M | 96,445 (d) | 2027-01-29 | class a common stock 96,445 | $0.74 | 0 | direct | ||
| STOCK OPTION (RIGHT TO BUY) | 3.74 | 2021-12-15 | deemed execution date | M | 5,222 (d) | 2028-09-18 | class a common stock 5,222 | $3.74 | 120,148 | direct |
| ID | footnote |
|---|---|
| f1 | the gift reported in this form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. |
| f2 | the shares are held by the degnan gift trust for which the reporting person's immediate family members are beneficiaries. |
| f3 | the share are held by the degnan family trust for which the reporting person is a trustee. |
| f4 | the shares subject to the option were immediately exercisable at the time of grant and vested in 24 equal monthly installments beginning on november 1, 2017. the shares subject to the option are now fully vested. |
| f5 | the shares subject to the option vested in 24 equal monthly installments beginning on november 1, 2017. the shares subject to the option are now fully vested. |
| f6 | the shares subject to the option are immediately exercisable and vest in 24 equal monthly installments beginning on november 1, 2019, subject to the reporting person's continuous service through each such vesting date. the shares subject to the option are now fully vested. |
| f7 | the shares subject to the option are immediately exercisable and vest in 24 equal monthly installments beginning on november 1, 2021, subject to the reporting person's continuous service through each such vesting date. |
