| Accession Number: | 0001628280-21-025397 |
| Date: | 2021-12-16 |
| Issuer: | ELLINGTON RESIDENTIAL MORTGAGE REIT (EARN) |
| Original Submission Date: |
SMERNOFF CHRIS
53 FOREST AVENUE
OLD GREENWICH, CT 06870
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON SHARES OF BENEFICIAL INTEREST | 2021-12-16 | A | 3,532 | a | $0.00 | 14,333 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | the common shares of beneficial interest (the "common shares") were granted to the reporting person as the company's chief financial officer, under the ellington residential mortgage reit 2013 equity incentive plan. 1,766 of the common shares will vest, subject to certain limitations, on december 16, 2022, and the remaining 1,766 of the common shares will vest, subject to certain limitations, on december 16, 2023. |
| f2 | 1,517 of these common shares will vest, subject to certain limitations, on december 17, 2022. |
