Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-21-151738
Date:2021-12-16
Issuer: IVERIC BIO, INC. (ISEE)
Original Submission Date:

Reporting Person:

DUGEL PRAVIN
C/O IVERIC BIO, INC.
5 PENN PLAZA, SUITE 2372 NEW YORK, NY 10001

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 14.83 2021-12-16 deemed execution date A 100,000 (a) 2031-12-16 common stock 100,000 $14.83 100,000 direct
RESTRICTED STOCK UNITS 0.0 2021-12-16 deemed execution date A 50,000 (a) common stock 50,000 $0.00 50,000 direct
Footnotes
IDfootnote
f1 subject to continued employment with the registrant and the other terms and conditions under the registrant's 2013 stock incentive plan, the stock option award will vest with respect to 25% of the shares subject to the option on the first anniversary of the grant date and with respect to the remaining shares, in approximately equal monthly installments through the fourth anniversary of the grant date.
f2 restricted stock units converted into common stock on a one-for-one basis upon vesting of the units.
f3 subject to continued employment with the registrant and the other terms and conditions under the registrant's 2013 stock incentive plan, the award of restricted stock units will vest with respect to 25% of the shares subject to the award in annual installments (on january 2, 2023, january 2, 2024, january 2, 2025 and january 2, 2026).
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