Accession Number: | 0001094792-21-000024 |
Date: | 2021-12-16 |
Issuer: | UPLAND SOFTWARE, INC. (UPLD) |
Original Submission Date: |
MCDONALD JOHN T
401 CONGRESS AVE., STE 1850
AUSTIN, TX 78701
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2021-12-16 | F | 10,090 | d | $18.11 | 1,418,216 | direct | ||
COMMON STOCK | 2021-12-16 | 0 | $0.00 | 153,738 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. this is not an open market sale of securities. |
f2 | does not include 125,000 shares of common stock held in a trust for the benefit of mr. mcdonald's children of which the bryn mawr trust company of delaware is the trustee. |