Form Type: 4

SEC EDGAR Link
Accession Number:0001094792-21-000024
Date:2021-12-16
Issuer: UPLAND SOFTWARE, INC. (UPLD)
Original Submission Date:

Reporting Person:

MCDONALD JOHN T
401 CONGRESS AVE., STE 1850
AUSTIN, TX 78701

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-12-16 F 10,090 d $18.11 1,418,216 direct
COMMON STOCK 2021-12-16 0 $0.00 153,738 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. this is not an open market sale of securities.
f2 does not include 125,000 shares of common stock held in a trust for the benefit of mr. mcdonald's children of which the bryn mawr trust company of delaware is the trustee.
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