| Accession Number: | 0001209191-21-070769 |
| Date: | 2021-12-20 |
| Issuer: | ARLINGTON ASSET INVESTMENT CORP. (AAIC) |
| Original Submission Date: |
TONKEL J ROCK JR
C/O ARLINGTON ASSET INVESTMENT CORP.
6862 ELM STREET, SUITE 320
MCLEAN, VA 22101
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCK | 2021-12-20 | P | 10,000 | a | $3.42 | 708,982 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $3.410 to $3.430. the reporting person undertakes to provide to arlington asset investment corp. (the "company"), any security holder of the company, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
