Accession Number: | 0001104659-21-152293 |
Date: | 2021-12-18 |
Issuer: | IVERIC BIO, INC. (ISEE) |
Original Submission Date: |
SBLENDORIO GLENN
C/O IVERIC BIO, INC.
5 PENN PLAZA, SUITE 2372
NEW YORK, NY 10001
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-12-18 | M | 36,658 | a | $0.00 | 357,657 | direct | ||
COMMON STOCK | 2021-12-20 | S | 18,524 | d | $15.44 | 339,133 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2021-12-18 | deemed execution date | M | 36,658 (d) | common stock 36,658 | $0.00 | 109,972 | direct |
ID | footnote |
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f1 | restricted stock units converted into common stock on a one-for-one basis upon vesting of the units. |
f2 | represents shares automatically sold pursuant to the prespecified terms of the applicable restricted stock unit agreement to satisfy the reporting person's minimum statutory withholding obligations with respect to the income recognized by the reporting person upon the vesting of the restricted stock on december 18, 2021. |
f3 | the sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on december 20, 2021 on behalf of a group of employees of the registrant to satisfy the payment of withholding tax liability of such employees. |
f4 | on december 18, 2020, the reporting person was granted an award of 146,630 restricted stock units, which vest with respect to 25% of the shares subject to the award on each of the first, second, third and fourth anniversaries of the grant date, subject to continued employment with the registrant and the other terms and conditions under the registrant's 2013 stock incentive plan. |