Form Type: 4

SEC EDGAR Link
Accession Number:0000950103-21-020125
Date:2021-12-20
Issuer: CROWDSTRIKE HOLDINGS, INC. (CRWD)
Original Submission Date:

Reporting Person:

KURTZ GEORGE
C/O CROWDSTRIKE HOLDINGS, INC.
150 MATHILDA PLACE, SUITE 300 SUNNYVALE, CA 94086

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-12-21 C 58,225 a $0.00 924,275 direct
CLASS A COMMON STOCK 2021-12-21 S 4,226 d $200.97 920,049 direct
CLASS A COMMON STOCK 2021-12-21 S 7,222 d $201.88 912,827 direct
CLASS A COMMON STOCK 2021-12-21 S 4,900 d $202.80 907,927 direct
CLASS A COMMON STOCK 2021-12-21 S 8,970 d $203.82 898,957 direct
CLASS A COMMON STOCK 2021-12-21 S 9,480 d $205.06 889,477 direct
CLASS A COMMON STOCK 2021-12-21 S 10,549 d $205.86 878,928 direct
CLASS A COMMON STOCK 2021-12-21 S 14,872 d $206.99 864,056 direct
CLASS A COMMON STOCK 2021-12-21 S 7,267 d $207.98 856,789 direct
CLASS A COMMON STOCK 2021-12-21 S 1,354 d $208.64 855,435 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2021-12-20 deemed execution date M 131,996 (d) class b common stock 131,996 $0.00 1,099,966 direct
CLASS B COMMON STOCK 0.0 2021-12-20 deemed execution date M 131,996 (a) class a common stock 131,996 $0.00 1,860,398 direct
CLASS B COMMON STOCK 0.0 2021-12-21 deemed execution date C 58,225 (d) class a common stock 58,225 $0.00 1,802,173 direct
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 7,778,837 $0.00 7,778,837 indirect kurtz 2009 spendthrift trust
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 1,771,038 $0.00 1,771,038 indirect allegra kurtz irrevocable gift trust
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 1,771,038 $0.00 1,771,038 indirect alexander kurtz irrevocable gift trust
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 100,000 $0.00 100,000 indirect kurtz family dynasty trust
Footnotes
IDfootnote
f1 the class b common stock was converted into class a common stock on a one-for-one basis.
f2 includes shares to be issued in connection with the vesting of one or more restricted stock units ("rsus") and performance stock units.
f3 this transaction was executed in multiple trades at prices ranging from $200.325 to $201.305. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f4 this transaction was executed in multiple trades at prices ranging from $201.340 to $202.325. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f5 this transaction was executed in multiple trades at prices ranging from $202.390 to $203.360. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f6 this transaction was executed in multiple trades at prices ranging from $203.420 to $204.335. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f7 this transaction was executed in multiple trades at prices ranging from $204.440 to $205.435. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f8 this transaction was executed in multiple trades at prices ranging from $205.460 to $206.430. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f9 this transaction was executed in multiple trades at prices ranging from $206.460 to $207.440. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f10 this transaction was executed in multiple trades at prices ranging from $207.470 to $208.415. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f11 this transaction was executed in multiple trades at prices ranging from $208.495 to $208.840. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f12 rsus convert into class b common stock on a one-for-one basis.
f13 represents rsus that remain unvested under grants that initially consisted of (i) 2,111,934 rsus that vest in 16 equal quarterly installments beginning on december 20, 2018 and 703,978 rsus that vest in eight equal quarterly installments beginning on december 20, 2022; provided that no rsus vest until the earlier of (a) a change in control of the issuer or (b) the first quarterly vesting date occurring following the expiration of the lock-up period established in connection with the issuer's initial public offering.
f14 each share of class b common stock is convertible at any time at the option of the reporting person into one share of class a common stock and has no expiration date. all shares of class b common stock will automatically convert into shares of class a common stock upon the occurrence of certain specified events.
f15 all or a portion of the class b common stock was issued in connection with the reporting person's exercise of an unvested stock option pursuant to an early exercise provision. any such shares as to which the option fails to vest will be subject to the issuer's right of repurchase.
f16 the reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.
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