Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-22-000754
Date:2021-12-31
Issuer: GENWORTH FINANCIAL INC (GNW)
Original Submission Date:

Reporting Person:

DYSON KAREN ELIZABETH
C/O GENWORTH FINANCIAL, INC.
6620 WEST BROAD STREET RICHMOND, VA 23230

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
DEFERRED STOCK UNITS 0.0 2021-12-31 deemed execution date A 287 (a) class a common stock 287 $0.00 31,962 direct
Footnotes
IDfootnote
f1 deferred stock units become payable in shares of class a common stock beginning one year after termination of service as a director. the reporting person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.
f2 the number of deferred stock units acquired represents a portion of the reporting person's annual retainer fee and was based on a price of $4.037 per share of class a common stock.

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