Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-22-000960
Date:2021-12-31
Issuer: ALIGHT, INC. / DELAWARE (ALIT)
Original Submission Date:

Reporting Person:

ROONEY KATIE J.
C/O ALIGHT, INC.
4 OVERLOOK POINT LINCOLNSHIRE, IL 60069-4337

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-12-31 F 45,678 d $10.81 2,195,047 direct
CLASS V COMMON STOCK 2021-12-31 0 $0.00 69,620 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents the number of shares withheld to cover tax liability incurred upon the vesting of previously reported restricted stock units. all of the shares reported as disposed of in this form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person.
f2 includes shares of class a common stock that are subject to certain transfer, voting, vesting and other restrictions applicable to "restricted stock," as set forth in the issuer's 2021 omnibus incentive plan.
f3 shares of class v common stock do not represent economic interests in the issuer. except as provided in the issuer's certificate of incorporation or as required by applicable law, holders of class v common stock will be entitled to one vote per share on all matters to be voted on by the issuer's stockholders generally. upon exchange of class a units of alight holding company, llc ("alight holdings") that are held by the reporting persons, an equal number of shares of the issuer's class v common stock will be cancelled for no consideration.
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