Accession Number: | 0001518715-22-000008 |
Date: | 2022-01-01 |
Issuer: | HOMESTREET, INC. (HMST) |
Original Submission Date: |
ISEMAN JAY C
601 UNION STREET, SUITE 2000
SEATTLE, WA 98101
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2022-01-01 | M | 643 | a | $0.00 | 79,164 | direct | ||
COMMON STOCK | 2022-01-01 | F | 194 | d | $52.00 | 78,970 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2022-01-01 | deemed execution date | A | 1,321 (a) | common stock 1,321 | $0.00 | 1,321 | direct | |||
RESTRICTED STOCK UNITS | 0.0 | 2022-01-01 | deemed execution date | M | 643 (d) | common stock 643 | $0.00 | 1,286 | direct |
ID | footnote |
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f1 | each restricted stock unit ("rsu") represents a contingent right to receive one share of homestreet common stock. rsus do not require the holder to pay any consideration on vesting. |
f2 | shares withheld by homestreet in payment of the withholding tax liability incurred upon the above-reported settlement of rsus. |
f3 | on january 1, 2022, the reporting person was granted 1,321 rsus, of which 387 shares vest on each of january 1, 2023 and january 1, 2024, and 388 shares vest on january 1, 2025. in the event of a change in control, all unvested rsus may vest immediately under certain circumstances. upon vesting, the reporting person will receive a number of shares of homestreet common stock equal to the number of rsus that vest on that date. |
f4 | on january 1, 2021, the reporting person was granted 1,929 rsus, which vest incrementally in equal amounts on january 1, 2022, january 1, 2023, and january 1, 2024, respectively. in the event of a change in control, all unvested rsus may vest immediately under certain circumstances. upon vesting, the reporting person will receive a number of shares of homestreet common stock equal to the number of rsus that vest on that date. |