Form Type: 4

SEC EDGAR Link
Accession Number:0001518715-22-000008
Date:2022-01-01
Issuer: HOMESTREET, INC. (HMST)
Original Submission Date:

Reporting Person:

ISEMAN JAY C
601 UNION STREET, SUITE 2000
SEATTLE, WA 98101

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-01-01 M 643 a $0.00 79,164 direct
COMMON STOCK 2022-01-01 F 194 d $52.00 78,970 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2022-01-01 deemed execution date A 1,321 (a) common stock 1,321 $0.00 1,321 direct
RESTRICTED STOCK UNITS 0.0 2022-01-01 deemed execution date M 643 (d) common stock 643 $0.00 1,286 direct
Footnotes
IDfootnote
f1 each restricted stock unit ("rsu") represents a contingent right to receive one share of homestreet common stock. rsus do not require the holder to pay any consideration on vesting.
f2 shares withheld by homestreet in payment of the withholding tax liability incurred upon the above-reported settlement of rsus.
f3 on january 1, 2022, the reporting person was granted 1,321 rsus, of which 387 shares vest on each of january 1, 2023 and january 1, 2024, and 388 shares vest on january 1, 2025. in the event of a change in control, all unvested rsus may vest immediately under certain circumstances. upon vesting, the reporting person will receive a number of shares of homestreet common stock equal to the number of rsus that vest on that date.
f4 on january 1, 2021, the reporting person was granted 1,929 rsus, which vest incrementally in equal amounts on january 1, 2022, january 1, 2023, and january 1, 2024, respectively. in the event of a change in control, all unvested rsus may vest immediately under certain circumstances. upon vesting, the reporting person will receive a number of shares of homestreet common stock equal to the number of rsus that vest on that date.
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