Form Type: 4

SEC EDGAR Link
Accession Number:0001185185-22-000008
Date:2022-01-01
Issuer: JAKKS PACIFIC INC (JAKK)
Original Submission Date:

Reporting Person:

MCGRATH JOHN JOSEPH
C/O JAKKS PACIFIC, INC.
2951 28TH STREET SANTA MONICA, CA 90405

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-01-01 M 22,578 a $10.61 61,639 direct
COMMON STOCK 2022-01-01 F 11,920 d $10.61 49,719 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS (RSU") 0.0 2022-01-01 deemed execution date A 51,181 (a) common stock 51,181 $0.00 51,181 direct
RSU 0.0 2022-01-01 deemed execution date M 22,578 (d) common stock 22,578 $0.00 22,603 direct
Footnotes
IDfootnote
f1 represents shares underlying rsus previously reported which vested.
f2 represents the closing price of the company's common stock for the trading day preceding the date of vest, as reported by nasdaq.
f3 represents that number of shares surrendered by the holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported restricted stock award agreement by and between the holder and the issuer and as approved by the compensation committee of the issuer's board of directors.
f4 issued under the company's 2002 stock award and incentive plan and is subject to the terms of agreement for award of restricted stock units between issuer and reporting person. in accordance with such agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.
f5 rsus will vest in 2 equal annual installments commencing on the first anniversary of the date of grant and on the second anniversary thereafter. the reporting person must be employed by issuer for an rsu to vest.
f6 represents the closing price of the company's common stock for the trading day preceding the date of grant, as reported by nasdaq.
f7 certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the company's board of directors.
f8 does not include additional rsus previously granted and reported with different vesting terms.
f9 vested according to the terms of the rsu described in a previous filing.
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