Form Type: 4

SEC EDGAR Link
Accession Number:0001628280-22-000346
Date:2022-01-03
Issuer: VIEWRAY, INC. (VRAY)
Original Submission Date:

Reporting Person:

SPENCER PHILLIP M
C/O VIEWRAY, INC.
2 THERMO FISHER WAY OAKWOOD VILLAGE, OH 44146

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-01-03 A 9,605 a $5.83 87,791 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reported securities are dsus that entitle the reporting person to receive one share of common stock per dsu upon the earliest of (i) the reporting person's termination of service from the issuer's board of directors, (ii) a change of control of the issuer as defined in the issuer's amended & restated 2015 equity incentive award plan or (iii) january 3, 2032 (the tenth anniversary of the grant date). 1/12th of these dsus shall vest on the last day of each calendar month beginning on january 31, 2022 such that 100% of the dsus will be vested on december 31, 2022, subject to the reporting person remaining a service provider through each such vesting date.
f2 these dsus were issued to the reporting person pursuant to viewray inc.'s non-employee director compensation policy in lieu of retainer and committee service fees of $56,000.
WhaleWisdom Logo

Elevate your investments