Form Type: 4

SEC EDGAR Link
Accession Number:0001562180-22-000288
Date:2022-01-03
Issuer: HILLTOP HOLDINGS INC. (HTH)
Original Submission Date:

Reporting Person:

PARMENTER DARREN E
6565 HILLCREST AVENUE
DALLAS, TX 75205

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-01-03 A 88 a $31.71 61,340 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 shares acquired pursuant to the hilltop holdings inc. (the "issuer") employee stock purchase plan ("espp") for the espp purchase period of october 1, 2021 through december 31, 2021.
f2 in accordance with the espp, these shares were purchased based on 90% of the closing price of the issuer's stock on december 31, 2021.
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