Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-22-000804
Date:2022-01-14
Issuer: NEW YORK COMMUNITY BANCORP INC (NYCB)
Original Submission Date:

Reporting Person:

QUINN R PATRICK
102 DUFFY AVENUE
HICKSVILLE, NY 11801

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-01-14 F 3,638 d $13.26 41,166 direct
COMMON STOCK 2022-01-14 0 $0.00 36,840 indirect
COMMON STOCK 2022-01-14 0 $0.00 2,000 indirect f3
COMMON STOCK 2022-01-14 0 $0.00 4,800 indirect f4
COMMON STOCK 2022-01-14 0 $0.00 4,500 indirect f5
COMMON STOCK 2022-01-14 0 $0.00 12,000 indirect f6
COMMON STOCK 2022-01-14 0 $0.00 11,072 indirect f7
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the number of shares held directly includes certain shares that were previously held by stock awards and that have subsequently vested.
f2 the new york community bancorp, inc. employee stock ownership plan (the "esop") was merged with and into the new york community bancorp, inc. employee savings plan, (the "401(k) plan") and all assets of the esop were transferred to the 401(k) plan. this transaction is exempt pursuant to rule 16a-13.
f3 the remaining 2,000 shares, granted under stock award ii on january 14, 2018 pursuant to the new york community bancorp, inc. 2012 stock incentive plan, will vest on january 14, 2023.
f4 the remaining 4,800 shares, granted under stock award iii on january 14, 2019 pursuant to the new york community bancorp, inc. 2012 stock incentive plan, will vest in two equal annual installments commencing on january 14, 2023.
f5 the remaining 4,500 shares, granted under stock award iv on january 14, 2020 pursuant to the new york community bancorp, inc. 2012 stock incentive plan, will vest in three equal annual installments commencing on january 14, 2023.
f6 12,000 shares granted under stock award v on january 14, 2021 pursuant to the new york community bancorp, inc. 2020 omnibus incentive plan, will vest in four equal annual installments commencing on january 14, 2023.
f7 11,072 shares granted under stock award vi on february 26, 2021 pursuant to the new york community bancorp, inc. 2020 omnibus incentive plan, will vest in three approximately equal annual installments commencing on february 26, 2022.
WhaleWisdom Logo

Elevate your investments