Accession Number: | 0001209191-22-003740 |
Date: | 2022-01-14 |
Issuer: | OTONOMY, INC. (OTIC) |
Original Submission Date: |
FOSTER ALAN CHARLES
C/O OTONOMY, INC.
4796 EXECUTIVE DRIVE
SAN DIEGO, CA 92121
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2022-01-14 | A | 70,000 | a | $0.00 | 181,403 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 2.03 | 2022-01-14 | deemed execution date | A | 130,000 (a) | 2032-01-14 | common stock 130,000 | $2.03 | 130,000 | direct |
ID | footnote |
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f1 | each share is represented by a restricted stock unit ("rsu"). one-third (1/3) of the rsus will vest on january 14, 2023 and 1/3 of the rsus will vest on each of the two anniversaries thereafter, subject to the reporting person's continued service as of each such vesting date. |
f2 | one-third (1/3) of the shares subject to the option vest on january 14, 2023 and one thirty-sixth (1/36) of the shares vest monthly thereafter, subject to the reporting person's continued service as of each such vesting date. |